The concept of borders
in the context of andean integration and its
future development
Dr.
Luis Alberto Oliveros
Coordinator, Andean Community Border
Integration and Development Projects Bank
February 2002
I.
INTRODUCTION
Borders have been given
relatively little priority during the more
than thirty-year long construction and
history of Andean integration. For that
reason, initiatives aimed at border
development and integration have been
implemented basically as part of national
policies or under bilateral agreements
between pairs of countries with common
borders that favor the exclusion of "third
parties" in varying degrees, including the
very integration bodies the countries
themselves have helped to create and of
which they are a part. Without presuming to
make a value judgment on the situation, I
must say that it leads to the States’ having
a perception of borders that is still
heavily tinged with the notion of exclusive
territorial sovereignty.
In 1987 the Quito
Protocol amended the Cartagena Agreement by
introducing a new article that refers to the
importance of national borders and their
priority for Andean integration of. It
states that: "The Member Countries shall
take measures to promote the comprehensive
development of border regions and to
incorporate them effectively into Andean
national and subregional economies." (article
144 of the official coded text of the
Cartagena Agreement).
While this article
constitutes only a statement of intent with
regard to the matter, its inclusion as part
of the text of the Cartagena Agreement,
together with the progress made in some of
the Member Countries’ bilateral initiatives
(i.e. the Support Program for Bolivian-Peruvian
Border Integration or the projects furthered
by the Colombian-Venezuelan Presidential
Commission on Border Matters), was decisive
in fostering the project "Programming of
Border Development and Integration
Activities among the Andean Countries." With
technical and financial support provided by
the Inter-American Bank (IDB), the existing
Board of the Cartagena Agreement (JUNAC)
proceeded to carry out this project between
1990 and 1991 in order to "Define a border
development and integration strategy and to
draw up plans of action providing for
Community and national initiatives that may
be more relevant and effective in promoting
the border integration of the Andean Group
countries." .
Even so, the IDB-JUNAC
Project did not make much headway, despite
the preparation of highly precise diagnoses
of the border situations existing between
pairs of countries, the border development
and integration strategy proposals they
contained and the short- and medium-term
projects they proposed. One reason for the
project’s failure may be because it did not
offer any clear alternatives for financing
the fairly broad array of border investment
initiatives; but it is also due to the fact
that the governments of the Member Countries
did not fully approve some proposal
documents that they could have construed as
being an invitation to relieve them of a
role which, as part of their notion of
sovereignty, had been theirs exclusively in
the past.
This national or
binational approach to the development and
integration of Andean borders underwent a
radical change with the approval, by the
Fourth Meeting of the Andean Council of
Foreign Ministers in May 1999, of Decision
459 "Community Policy for Border Integration
and Development." This instrument contains
the Community border development and
integration policy principles, general
guidelines, objectives, institutions and
mechanisms; in other words, it establishes a
common Andean policy framework on the
subject and creates the basic Community
institution for dealing with and promoting
the matter, as represented by the High-Level
Working Group for Border Integration and
Development. In the course of its five
meetings held up until November 2001, this
body worked intensively on analysis,
studying proposals and evaluating what has
been accomplished. Its efforts materialized
in the drafting of two Andean Decisions,
which were approved by the Andean Council of
Foreign Ministers at their Eighth Meeting in
June 2001: Decisions 501 "Border Integration
Zones (BIZ) in the Andean Community" and 502
"Binational Border Service Centers (BBSC) in
the Andean Community" and in the strong
support given to the creation of the Andean
Community Border Integration and Development
Projects Bank.
Even so, the Fifth and
most recent meeting of the Working Group
(Lima, Peru, November 26 and 27, 2001) found
that the implementation of these Decisions
is progressing very slowly and that, in
actual fact, no country has yet set up a
Binational Border Service Center (BBSC) or a
Border Integration Zone (BIZ) as specified
in the cited Decisions, although several
pairs of countries have taken significant
advances towards establishing BBSCs.
The purpose of this essay
is to contribute to a better understanding
of the concept of border, the importance and
dimensions of the organic and, when
necessary, joint efforts of the Andean
Countries in their border territories and
the different geographic scales of possible
intervention for carrying out border
development and integration initiatives by
offering some very concise proposed
definitions and a series of reflections.
I. THE TWO NOTIONS
IMPLICIT IN THE TERM BORDER
Border is a complex term
that is difficult to define. People with
different backgrounds or engaged in
different activities (jurists, military
officers, businessmen, national, regional or
local authorities, farmers, and members of
native communities) interpret it
dissimilarly in light of their own everyday
experiences, heritage and cultural
backgrounds, specific interests or
professional or occupational idiosyncrasies.
Actually, two different
notions, those of "linearity" and "zonality"
are intertwined in the perception of the
border phenomenon.
1. Borders and the notion
of linearity
Ever since they emerged,
modern States have described themselves as
sovereign spatial entities, making linearity
–the precise knowledge of the boundaries
of the territory in which the State
exercises its jurisdiction —a necessity. For
that reason, the notion of linearity or of
borderline has a basically juridical
connotation that becomes perfectly tangible
when international border treaties are
signed and executed accordingly.
2. Borders and the notion
of zonality
Borders, in the
context of zonality, are seen in social and
economic, rather than juridical terms, in
the sense that they constitute the
expression, within a portion of a State’s
territory, of organized forces that operate
from one side to the other of the dividing
line and whose vectors are the population
and the developments of all kinds (i.e.
paths, highways and other means of
intercommunication; electric power lines;
farms and stock ranches; industrial plants;
educational or health centers, etc.). All of
these spur the movement and exchange of
persons, goods and services, in the course
of time building up solidarities and common
interests that give shape within certain
spaces of a feeling of "belonging to the
border."
II. BORDER: DEFINITION
In a broad sense, it is
relevant to emphasize the sociological and
economic content of the term border
by stating that it constitutes the
materialization of an intense relationship,
even an interdependence, of the various
expressions of social life, promoted and
executed by population groups living on
either side of the dividing line between two
countries, up to a given point (see
point V regarding the underlined text).
Referring to the border
in the context of socioeconomic development
means acknowledging both the existence of
one human community’s ties with another
which, although a neighbor, belongs to
another national jurisdiction; and that the
border can be only be perceived in the
degree to which those spaces within a State’s
territory have a defined demographic base –thus
defined, the border is always an active
border. Lacking a population, the
essence of the concept of border is diluted
and parts of a State’s territory that are
neither settled nor developed (and at times
not even crossed occasionally) become "empty
spaces," "spaces that are not incorporated"
into the national economy and society. In
this situation in which the linear notion of
border becomes fully applicable, we have a
non-active border.
Consequently, a border is
a complex notion and reality, but one that
always constitutes a space for shared
action, the scenario for a dense mass of
economic, social and cultural
interrelationships. But it is a space which,
by reason of the dynamic relationships that
exist within it, can only be determined in a
very approximate and temporary way, inasmuch
as the everyday nature of those
relationships, the heterogeneousness of the
situations seen to exist within it, its
momentary balance and, as a result, its
continuing evolution in time and space, are
its very essence.
Therefore, if we were to
take a cross section that would allow us to
rapidly glimpse all of the borders of a
given country, we would find that a variety
of situations existed, each with its own
problems, its own component elements and
with differing degrees of coordination and
integration internally (with its own
country) and externally (with the
neighboring country). This dynamic situation
created by the specific characteristics of
each sector of the border between two
countries and prevailing at a given moment
can be called a "border situation."
III. THE
IMPORTANCE OF BORDERS
In the present
international context characterized by the
growing interdependence of countries and
economic blocs brought about by impressive
contemporary technological progress and the
increasing importance of international trade
as the driving force for development,
national borders have taken on new
importance and priority for any country and
integration bloc on at least three levels:
1. Insofar as the overcoming of
regional development imbalances is concerned
No one is unaware that
because of the existence of centrally-oriented
development models that have always
considered national borders implicitly ---and
on occasion explicitly also— as "reserve
areas" that can be incorporated into the
active national space at any time in the
future, national borders in the Andean
Subregion are for the most part peripheral
and marginal spaces that enjoy little or no
integration with their respective national
economies and societies. The results of this
thinking are reflected in the fact that the
economic, social and cultural problems in
the border areas today are in the end at
least as critical, if not more so, than
those existing in many rural areas in the
interior of our countries.
In the face of this
situation, it is essential to achieve the
effective "inward" integration of border
territories for the benefit of each country
and particularly to help resolve the serious
imbalances in regional development.
Border development should be adopted as
a national aim, irrespective of the "border
situation" that exists at a given moment.
Bilateral initiatives between bordering
countries can be an important part of the
strategy to be put into effect for that
purpose. If border areas are made a field of
joint action by adjoining States, border
cooperation and border integration
initiatives in those territories will
undoubtedly offer fertile ground for
developing and strengthening more free-flowing
bilateral relations as a whole.
2. As for the reinforcement of
economic cooperation and integration
processes
The countries of the
Andean Subregion are participants in the
integration system governed by the Cartagena
Agreement. The purpose of this Agreement is
to build an enlarged economic space for the
steady growth of the Subregion’s capacity to
produce goods and services and to exchange
and consume them with increasing efficiency
and ever more competitively by incorporating
a growing number of actors and new
geographic areas.
Inasmuch as land
transport is the favored mode of a large
percentage of the growing flow of persons
and goods fostered by integration, intra-Andean
borders should be properly equipped to
efficiently interlink our national economies
by operating as a kind of "hinge" that
facilitates reciprocal trade between
bordering Andean countries and also between
them and other members of the Community.
It is important, however,
to carry out this adjustment of the border
areas with full consideration for their
existing economic and social situations, in
order not to disturb the delicate
socioeconomic balance that has been reached
with the changes that have been made in the
people’s lifestyle and in the orientation of
their economic activities brought about by
the meeting or "clash" of two national
systems within those spaces. These changes
have taken place over the ages because of
differences in the monetary, tax, labor,
migration and other policies that each State
adopts autonomously and with sovereignty –without,
of course, considering the extent of their
possible impact on the border area, where
they come up against those of the
neighboring State. This "clash" has been
fostered, as well, by the launching since
the 1970s of Andean integration mechanisms (trade
liberalization; some elements of the
agricultural policy, particularly those
associated with agricultural health; removal
of reserved cargo in sea transportation and
the formal option of transporting cargo
overland using the international customs
transit regime, among others) that have
generally had a negative effect on the
lifestyle and level of earnings of the
border populations by reducing the "margin
of preference" they had painstakingly built
up as part of their survival strategies by
capitalizing on the border confrontation of
the different elements of the respective
national economic policies.
It is necessary,
therefore, for the border developments to
include measures and projects for
administrative simplification, documentary
simplification and harmonization, road and
railroad construction and improvement,
installation of equipped premises at border
crossings (border complexes for traffic
registration and control; construction of
warehouses or storerooms; the supply of
loading and unloading equipment; services
for vehicle passengers and crews). It is
very important for these measures and
projects not to transmit an exclusively "metropolitan"
view of the borders in the sense of
interpreting the priorities and interests of
trade, tourism and other economic activities
with an extra-border origin and destination
only. They must, instead, be carried out
with the aim of helping to overcome
distortions present in border areas that
promote the cited "survival strategies" (smuggling,
the making and sale of shoddy goods, working
as loaders and porters and as paperwork
handlers and, in general, all of the
activities in the "refuge" service sector).
These measures and projects must also seek
to create opportunities for productive
employment, to increase and diversify the
supply of services originating in the area
and to incorporate local products and
services into bilateral, Community and
international trade flows.
Only in that way will the
border areas be given a role to play in
building the enlarged Andean economic space
and will Andean integration contribute to
the modernizing, diversification and growth
of the economic base in the common border
areas.
3. As regards the Andean
Countries’ interaction with the
international context
On this level, it is
considered important to identify a role for
the border areas that will involve their
dynamic participation in the efforts to
expand and diversify the Andean Countries’
exportable supply in order to improve the
terms of the Subregion’s participation as a
whole in the international economy and in
the context of economic globalization.
In this necessary opening
to the world, some trade corridors and
centers of development that link up interior
regions of the Andean countries with the
Subregion’s Pacific and Atlantic ports
through their border territories should
enable the latter to become true
crossroad spaces, whose privileged
geographic position would be their main
asset. In this macro scenario, it is
extremely important to actually carry out
the physical integration projects –in
particular, the road, railroad or multimodal
corridors that have already been identified
by the governments and financial and
regional integration organizations (IIRSA
Initiative), in order to give the Andean
economy an international projection.
We must, however, insist
on the need for these South American
physical integration projects to contribute
to the economic take-off of the border
regions. The requirements for their
operation should involve the use of local
factors, primarily labor and services in the
border area and also options for the
progressive incorporation of goods produced
in the border regions in the trade flows
that cross over them.
IV. BORDER DEVELOPMENT
Within a conception of
border that recognizes as an essential
element of its definition the existence of a
dynamic relationship between groups that
live in geographic proximity to each other,
but that belong to two different States,
border development and border
integration are related notions. Even
so, it is possible to prepare specific and
differentiated definitions of the two terms,
especially for purposes of study and for
drawing up proposals.
1. Border development
This is the necessary
process that can no longer be put off, of
making the border areas a part of each
country’s national wealth through domestic
initiatives that are in line with
comprehensive development objectives and
strategies. Border development is achieved
in reference to a framework of legal
provisions and documents (laws, plans,
strategies, programs and projects) that
together define a national border
development policy. Public and private
initiatives in the areas of social and
economic infrastructure, the endowment of
basic services, promotion of production
activities and the strengthening of local
and regional management capacity, all
guided by criteria of sustainability, can
contribute to the implementation of that
policy.
While the attainment of
a certain degree of border development is
necessary if border integration is to have
any chance of success, it is not the sine
qua non, for some joint initiatives that
are worthwhile for States to implement, by
mutual agreement, in their adjacent border
areas are not contrary to the objectives
and goals those States individually
promote in the cited areas and could in
fact could help to accomplish them in a
better and more rapid way.
2. Border integration
This is the process
whereby two States agree through specific
accords or treaties to further the
development of their adjacent border
territories by making joint and
complementary use of their potentials,
resources and affinities, as well as by
sharing costs and benefits. It is
generally a key element for strengthening
and advancing the overall bilateral
relationship. The first step towards
border integration is to define a
border system. Stated otherwise, this
means putting into effect one or several
agreements that aim to deregulate the
movements of people, goods and means of
transport in preestablished zones; the
joint or shared use of public social
services (health, education) and the
complementing of telecommunication,
electric energy and other services, etc.
These efforts not only make it easier for
border populations to tolerate the
disadvantages of their peripheral location
within their respective national
territories; they also help to eliminate
the age-long spontaneous nature that has
characterized border relations by laying
the groundwork for formal and organic
integration with goals and strategies
mutually agreed upon by the two countries
involved.
3. Border
cooperation
Complementary to this,
it is considered useful to propose a
definition of border cooperation. By this,
we mean the array of initiatives committed
by two countries with adjoining border
areas that are sparsely populated and that
have little connection with each other and
with the rest of their respective
countries (non active borders), in order
to pave the way for the future development
and integration of those spaces by taking
measures and executing projects in areas
such as the evaluation of natural
resources, the protection of shared
ecosystems, the implementation of mutual
security and confidence-building measures
and assistance to indigenous communities,
among others.
In short, "border
development," "border integration" and "border
cooperation" are essentially related
concepts and processes. At heart, they are
just different strategies for bringing about
the comprehensive and sustainable
development of border territories by opening
up possibilities for the dynamic
incorporation of these spaces into processes
of national development, bilateral
cooperation and Andean subregional economic
integration.
The participation of the
Andean Integration System, particularly
through the Andean Community General
Secretariat, which promoted the adoption by
the Andean Council of Foreign Ministers of
Decisions 459 "Community Policy for Border
Integration and Development," 501 "Border
Integration Zones (BIZ) in the Andean
Community" and 502 "Binational Border
Service Centers (BBSC) in the Andean
Community" and which participates as
Technical Secretariat of the High-Level
Working Group for Border Integration and
Development created by Decision 459, gives a
global coherence to any border development
and integration initiatives that Member
Countries may agree upon and put into effect
bilaterally. The Andean System ensures that
they are aimed at the accomplishment of
Andean integration objectives by encouraging
a space to be opened up for collective
analysis and reflection on the progress made
towards those objectives and the obstacles
encountered along the way. At the same time,
it seeks to carry out technical and
financial cooperation efforts that can
contribute to the execution of programs and
projects to which Member Countries commit
themselves for the development of their
border territories.
V. THE TERRITORIAL DIMENSION OF THE
BORDER
When studying the border
phenomenon, a question –and at the same time
a need— that frequently arises is to know
just how far the border area extends from
the dividing line. Is it possible for the
perception of the processes characteristic
of the national borders to coincide with the
boundary lines of the administrative areas
into which a country’s territory has been
divided (departments, states, provinces,
groupings, cantons, municipalities,
districts or parishes, in the case of the
Andean countries)?
In actual fact, it is
extremely difficult to demarcate the border.
It can be said that "there is more of a
border area" in places where daily
relations between the social and economic
actors that operate from one side of the
border to the other are more intense, but
this doesn’t necessarily mean that the
relationship between border and geographic
distance is inversely proportional (the
closer to the dividing line, the broader the
border area). Nevertheless, considering the
intensity with which the border is expressed
or "lived," the everyday nature of the
relationship already cited, and the varying
degrees of interconnection between the
border, as a process, as the objectives of
regional development or of bilateral
cooperation and integration, it is
worthwhile to identify, in principle, three
territorial border scales, made up in each
case of territorial portions of the two
countries with a common borderline.
1. Border
This is generally a
narrow territorial strip (a few square
kilometers in size) that functionally is
closely associated with the idea of
linearity. The tangible manifestation of the
border phenomenon in that area is on a local
scale and is made patent with the operation
of border crossings –some outfitted by
agreement between the States involved and
others informal— and the existence of
infrastructure and services connected with
their use (public services to register and
control two-way traffic installed at
National or Binational Border Service
Centers –NBSCs or BBSCs—or at border control
posts, complementary services, such as
currency exchange, telecommunications,
military or surveillance posts; local
populations that move intensively to
provision themselves with goods or services
in the adjoining locality within the
framework of "survival strategies"
associated with trade in shoddy goods or
smuggling). For practical purposes, it might
be advisable to perhaps compare the "border
areas" in the active border sectors with the
category 4 statistical territorial units (STUs)
as defined in the "Draft Decision on the
Classification of Andean Statistical
Territorial Units – NUTE," whose
jurisdiction extends to a segment of the
international boundary where there is a
border pass, formal or informal, from side-to-side.
According to that Draft
Decision, the STU correspondence or
equivalence between Andean Countries is as
follows:
TABLE OF
CORRESPONDENCES AMONG
ADMINISTRATIVE UNITS AND THE STATISTICAL
TERRITORIAL
UNIT CLASSIFICATION - NUTE
|
COUNTRY |
UTE O |
UTE 1 |
UTE 2 |
UTE 3 |
UTE 4 |
|
Bolivia |
Country |
Regions |
Departments |
Provinces |
Municipa-
lities |
|
Colombia |
Country |
Regions |
Departments |
Groupings |
Municipa-
lities |
|
Ecuador |
Country |
Regions |
Provinces |
Cantons |
Parishes |
|
Peru |
Country |
Regions |
Departments |
Provinces |
Districts |
|
Venezuela |
Country |
Regions |
States |
Municipalities |
Parishes |
2. Border zone
This is a larger
territorial area than the border, where it
is possible to carry out development efforts
organically in the degree to which there are
cities with urban functions that are more or
less differentiated or complementary and
that are endowed with basic developments (although
they are generally urban centers of the
third order within the national urban
hierarchy). The border zones also possess a
certain amount of transportation, energy and
communications infrastructure, together with
the organized presence of economic actors
and other groups belonging to civil society
(trade associations, chambers of commerce
and production and cultural associations).
It is therefore possible to offer support
from the border zone to the border area and
to operate as a link between it and a
national region. Each national part of a
border zone can probably be defined as the
addition of several geographically
contiguous STU 3s and in some cases consider
a complete STU 2.
To the extent that it
contains a more or less defined urban
structure, a specific level of organization
of the representative forces of society, and
a certain productive and service base in
operation, a border zone can be said to
possess the essential elements of a basic
geoeconomic entity in which the
establishment of the initial Border
Integration Zones (BIZs) could be undertaken,
as stipulated in Andean Community Decision
501.
3. Border region
Within the context of
development planning, a region is a
subnational sphere for the programming and
management of development that generally
coincides with the boundaries of the larger
political and administrative units, and
therefore encompasses more than one STU 2 or
comprises one STU 1, in both cases on each
country’s individual scale.
Three essential aspects
must be recognized in each regional
situation –in other words, in each
territorial segment that operates as a
larger geoeconomic unit:
- The existing
links among its inhabitants, but not
only the ethnic, social or economic
relations that are conducive to the maturing
of a regional identity and solidarity (the
feeling of "belonging" to a region), but
also those that through a dense tangle of
networks can lead to recognizing in the
region, among other elements of cohesion,
specialized production systems ("agricultural
regions," "mining regions," "industrial
regions"); an orderly hierarchy of urban
centers; diversification and specialization
of service activities, such as financial
services, centers of higher education and
specialized research, port services, and so
forth. These links alone are not enough to
create a region, however, inasmuch as they
are not sufficient to establish a strong and
lasting economic and social organization.
- The organization
of regional activities around a center.
The links referred to in the previous
paragraph are forged within an urban center,
in a regional capital. The capital city,
which should always be a multifunctional
metropolis, occupies a position in the
vanguard within the national urban system;
it organizes and governs the surrounding
space through a series of road,
telecommunication, banking, commercial, and
air traffic networks, among others, that the
different actors –the government and private
companies— create progressively..
- The fact that the
region exists only as a component part of a
whole –in other words, its links
abroad, its place and its functions in the
national whole, are an essential element of
its definition. In this sense, a region can
be said to be both open and integrated. .
The national component of
the border region would be the largest
spatial structure for the interconnection of
each country’s border development strategies
with the respective national development
strategy, proposed binationally. It would be
the privileged and advanced scenario of the
bilateral relationship, a kind of "pilot
program region" for testing courses of what
could constitute a bilateral integration
capable of addressing elements that go
beyond the exclusively economic terrain.
Today, however, when the regions in most of
the Andean countries are more of a
collective aspiration or goal to be reached
than a finished geoeconomic reality, it is
inevitable that we should assume that the
operation of binational border regions among
the Andean countries is still a possibility
for the future.